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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-08-07 |
| MI | RA | APPROVED | 2010-07-02 |
Branch Locations
979 Spaulding Ave Se Ste A, Ada, MI 49301-3705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ada | MI | 11/2006 | Present |
1. 8/22/2018 - AFC Real Assets, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/21/2018 - 5 Hours Per Month/5 Hours During Securities Trading - Lease payments and capital contributions from partners. - Purchase of building expected 8/30/2018. 2. 12/14/2018 - GrowTrust Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 160 Hours Per Month/120 Hours During Securities Trading. 3. 6/17/2020 - 517 Wright, LLC - Investment Related - Grand Rapids, MI - Real Estate Rental - Started 07/13/2020 - 4 Hours Per Month/0 Hours During Securities Trading - Partial ownership of residential rental property. 80% owner. 4. 6/17/2020 - 2963 Coit, LLC - Investment Related - Grand Rapids, MI - Real Estate Rental - 4 Hours Per Month/0 Hours During Securities Trading - Residential/commercial property with one residential apartment and one commercial business suite that houses an ice cream/food sales business. 5. 6/17/2002 - Forage, Fire, & Frost, LLC - Not Investment Related - 2963 Coit Ave NE, Grand Rapids, MI - Other-Business Owner - Start Date: 07/13/2020 - 0 Hours Per Month - Ice cream and food retail sales. 6) 05/28/2025 - Hansen brokerage - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 11/01/2021 - 5 Hrs/Mth - 5 Hrs During Trading. 7) 05/28/2025 - Engle Asset Strategies LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 11/10/2006 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-22 |
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