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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-10
IN RA APPROVED 1998-12-14
  • TX RA
    APPROVED_RES
    Since 2018-04-10
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

484 W Main St, Greenwood, IN 46142-3119 • United States

805 Newton St, Jasper, IN 47546-3030 • United States

Martinsville, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenwood IN 09/2005 03/2020
Ameriprise Financial Services, Llc Greenwood IN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 805 NewtonJasper, Indiana 47546, ,; Not Investment-Related; 08/31/2010 / Commercial; 811 Newton Jasper, IN 47546, ,; Not Investment-Related; 09/20/2013 / Commercial; 484 W. Main St.Greenwood, IN 46142, ,; Not Investment-Related; 07/10/2015. Business Ownership; B.A.J. Properties LLC; ; Office leases for both of my offices are in the name of the LLC.; 515 St. John Rd Martinsville, IN 46151, ,; ; ; 1 to 9 hours per month; / Albert D. Rahman FP, INC; Owner; Manage Ameriprise Business; 484 W Main St , , Greenwood, IN, 46142; Investment-Related; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-05
  • S63 Uniform Securities Agent State Law Examination
    1994-12-05

View on SEC IAPD

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