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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
117 W Main Street Suite 26, Woodland, CA 95695 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Woodland | CA | 08/1994 | 09/2025 |
| Avantax Advisory Services | Woodland | CA | 12/2005 | 09/2025 |
| Cetera Wealth Services, Llc | Woodland | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) AVANTAX INSURANCE AGENCY AND\OR AVANTAX INSURANCES SERVICES POSITION: Agent NATURE: Sale of Insurance and Annuity Productts INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/30/2021 ADDRESS: 117 W Main St, Suite 26, Woodland CA 95695, DESCRIPTION: Meet with Clients with Insurance needs and present products to meet their goals. 2) NAME OF OTHER BUSINESS: DARIN NIXON EA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/1997; POSITION/TITLE/RELATIONSHIP: ENROLLED AGENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND ACCOUNTING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-14 |
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