Christopher William Shaw

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 09/2023
  Morgan Stanley Smith Barney
  Red Bank, NJ
• 05/2026 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ
• 10/2023 → 04/2026
  Sanctuary Securities, Inc.
  Indianapolis, IN
• 10/2023 → 04/2026
  Sanctuary Advisors Llc
  Indianapolis, IN

Previous Registrations

• 2023-10-04 → 2026-04-21
  Sanctuary Advisors, Llc
  Fair Haven, NJ
  Sea Girt, NJ
• 2009-06-01 → 2023-10-09
  Morgan Stanley
  Red Bank, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Red Bank, NJ
• 2002-04-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  Purchase, NY
  Red Bank, NJ

Other Businesses

1) Name: Chris Shaw Position: Landlord Nature: Single family home rental property owner of 1 property - 118 Kirklin Ave, Linwood NJ 08221Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 5/1/2018 Address: 629 Beacon Blvd, Sea Girt, NJ 08750 Description: Landlord 2) Name: Monmouth University Position: Board of Trustee Nature: Monmouth University is a liberal art's University located in Monmouth County New Jersey Investment Related: No Hours: 4 Securities Trading Hours: 1 Start Date: 8/1/2016 Address: 400 Cedar Ave, West Long Branch NJ 07764, United States Description: I am a member of the Board of Trustee's and serve on the Athletic and Student Life Councils.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-14
• S63 Uniform Securities Agent State Law Examination
  1995-01-09