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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-04 |
| TX | RA | APPROVED_RES | 1995-03-06 |
Branch Locations
8300 Norman Center Dr, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 08/1994 | Present |
| Bank Of America,N.A. | Bloomington | MN | 06/2011 | Present |
I*3103304Entity Type: N/AName of OBA: L BAddress: Lakeville, Minnesota, 55044Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 01/01/2025Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney for Child/Grandchild I*3755417 Entity Type: N/A Name of OBA: E B Address: Lakeville, Minnesota, 55044 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/11/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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