Jack Turan Aksan

Current Employers

Catey, Inc.

Denver, CO • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-08-10
CA	RA	APPROVED	2022-07-12
CO	RA	APPROVED	2022-03-31

MA RA
APPROVED

Since 2022-08-10
CA RA
APPROVED

Since 2022-07-12
CO RA
APPROVED

Since 2022-03-31

Branch Locations

Nuchelerstrasse 44, Zürich 8001 • Switzerland

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Catey Gmbh	Zurich		07/2000	Present
Catey, Inc.	Denver	CO	06/2021	Present

07/2000 → Present

Catey Gmbh

Zurich
06/2021 → Present

Catey, Inc.

Denver, CO

Other Businesses

Position and Relationship: Chief Executive Officer & 100% Shareholder. Company: Catey GmbH. Address: Nuscherstrasse 44, 8001 Zurich, Switzerland. Investment related: Yes. Nature: Financial Advisor. Duties: Providing investment advisory management services. Hours per month: 120 Hours (including 10 hrs/month during US trading hours). Mr. Aksan spends 120 hours on his duties as a control person with Catey, Inc. (U.S.A.) during U.S. trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-31

S65 Uniform Investment Adviser Law Examination

2021-10-31

Other Names

Jack T Aksan

View on SEC IAPD