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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-17
ME RA APPROVED 2022-12-22
TX RA APPROVED_RES 2013-11-04
NH RA APPROVED 2008-11-07
  • FL RA
    APPROVED
    Since 2025-10-17
  • ME RA
    APPROVED
    Since 2022-12-22
  • TX RA
    APPROVED_RES
    Since 2013-11-04
  • NH RA
    APPROVED
    Since 2008-11-07

Branch Locations

The Villages, FL • United States

1155 Elm Street Suite 501, Manchester, NH 03101 • United States

Arundel, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Manchester NH 11/2008 Present
Previous Registrations
Other Businesses

Souhegan Coop High-School / Public High School in the town of Amherst engaged in education and athletic programs. / PO Box 849, Amherst, NH 03031 / JV Boys Lacrosse Head Coach / SAU39.org / Start Date 3/1/2020 Souhegan Valley Lacrosse Inc., Advisory board to Amherst Lacrosse Recreation and lacrosse fundraising activities to support the growth of the sport of Lacrosse in our community. 501c3 organization, Member of Board of directors, President. Oversee operations and activities of the charity seeking to grow the sport of lacrosse by fundraising and advising the town of Amherst recreation dept on running a lacrosse program for youth K-6th grade, start date-10/7/2019, MilfordNH United States-03055.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-14
S65 Uniform Investment Adviser Law Examination 2000-04-19
S63 Uniform Securities Agent State Law Examination 1994-10-13
  • S66 Uniform Combined State Law Examination
    2003-02-14
  • S65 Uniform Investment Adviser Law Examination
    2000-04-19
  • S63 Uniform Securities Agent State Law Examination
    1994-10-13
Other Names
  • Robert Mark Rector

View on SEC IAPD

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