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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-11-20
  • PA RA
    APPROVED
    Since 2014-11-20

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

300 Willowbrook Lane, Suite 315, West Chester, PA 19382 • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc West Chester PA 11/2002 Present
Private Advisor Group, Llc West Chester PA 11/2014 Present
Other Businesses

1. 11/11/2002 - DBA/INSURANCE, FINANCIAL PLANNING ASSOCIATES. 2. 3/28/2013: NON-VARIABLE INSURANCE DBA - FPA WEALTH MANAGEMENT - GROUP BENEFITS/ 401(K) PSP, QUALIFIED RETIREMENT PLANS. - TIME SPENT 10% - MEDIA, PA. 3. 12/04/2014 - PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 40 HOURS PER MONTH - MEDIA, PA 4. 12/04/2014 - PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) FINANCIAL PLANNING ASSOCIATES, LLC - TIME SPENT 40 HOURS PER MONTH - MEDIA, PA 5. 1/11/2017 - FPA Benefits - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/17 - 100 Hours Per Month/6 Hours During Securities Trading. 6. 03/31/2017 - FPA Benefits - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/23/2017 - 150 Hours Per Month/100 Hours During Securities Trading - fixed Ins & RIA DBA. 7. 4/27/2017 - Private Advisor Group - DBA: (Hybrid) FPA Benefits - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/23/17 - 150 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 150 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 6/19/2018 - FPA Benefits - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date:01/01/2018 - 40 Hours Per Month/30 Hours During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-23
S63 Uniform Securities Agent State Law Examination 1994-11-14
  • S65 Uniform Investment Adviser Law Examination
    1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    1994-11-14
Other Names
  • Scott J Tapper

View on SEC IAPD

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