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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| DC | RA | APPROVED | 2018-10-10 |
Branch Locations
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spouting Rock Capital Advisors Llc | Radnor | PA | 04/2016 | 07/2018 |
| Morgan Stanley Smith Barney Llc | Washington | DC | 07/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2018 | Present |
*412183 - Society of Presidential Descendants; Investment related - No; Atlanta, Georgia; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 2; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-23 |
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