Katherine Cromwell Fisher-Schultz

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 10/2016
  Citigroup Global Markets Inc.
  Portland, OR
• 06/2009 → 10/2016
  Morgan Stanley Smith Barney
  Portland, OR
• 01/2015 → 10/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2016 → Present
  Raymond James And Associates
  Lake Oswego, OR

Previous Registrations

• 2009-06-01 → 2016-11-01
  Morgan Stanley
  Portland, OR
  Portland, OR
• 2004-08-27 → 2009-06-01
  Citigroup Global Markets Inc.
  Portland, OR
  Portland, OR

Other Businesses

(1)Name of Business: rental home Address: 1070 s elm st, canby, OR, 97013, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/02/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have always owned the home that my ex husband currently lives in. we were divorced in 2012 and our divorce decree sates he is to pay me $800 in monthly rent and is responsible for all home maintenance. So, I am the owner of home.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-30
• S63 Uniform Securities Agent State Law Examination
  1999-07-14

Other Names

• Kate Fisher
• Katherine Cromwell Fisher
• Katherine Cromwell Fisher