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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| FL | RA | APPROVED | 2010-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | North Largo | FL | 10/1997 | Present |
1. Property Manager, commercial real estate in St. Petersburg, FL, as of 05/01/2014, 2% of time spent during business hours, not conducted at branch, not investment related. 2. Tyrone Financial Services, owner of entity created for securities and insurance business, as of 1997, 0% of time spent during business hours, conducted at branch, investment related. 3. Fixed insurance sales; as of 11/12/2021; 0% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-31 |
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