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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-06 |
| KY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
10605 Meeting Street Suite 101, Prospect, KY 40059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Prospect | KY | 08/1994 | 11/2024 |
| Prudential Insurance Company Of America | Prospect | KY | 08/1994 | Present |
| Lpl Enterprise, Llc | Prospect | KY | 11/2024 | Present |
1) 08/15/2024- CHC REALTY, LLC- Real Estate Rental- I own this condominium unit and operate my financial planning practice inside of this unit- INV Related- Prospect, KY- Start Date 12/17/2007- 1hrs/mth- 1hrs during trading 2) 08/15/2024- Legacy Financial Group, LLC- DBA for use representing LPL- DBA for LPL Business (entity for LPL business)- INV Related- Prospect, KY- Start Date 01/03/2005- 1hrs/mth- 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-28 |
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