David Livingston Mayfield

Employer firm

Strategic Financial Concepts, LLC CRD 141849

$928M regulatory AUM 75 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 11/2017
  Investment Centers Of America, Inc.
  Fredericksburg, TX
• 11/2017 → Present
  Lpl Financial Llc
  Fredericksburg, TX

Previous Registrations

• 2017-11-29 → 2020-03-25
  Lpl Financial Llc
  Kerrville, TX
  Fredericksburg, TX
• 2006-02-01 → 2017-12-06
  Investment Centers Of America, Inc.
  Fredericksburg, TX
  Fredericksburg, TX
  Appleton, WI

Other Businesses

1. 10/10/2018 - Mayfield Stevens - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2014 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 10/19/2018 - Lady Bird Johnson GC - Not Investment Related - Lady Bird Johnson GC, Fredericksburg, Tx. - Outside/W-2 Employment - Start Date: 10/22/2018 - 15 Hours Per Month/0 Hours During Securities Trading - Part time worker at Lady Bird Johnson Golf Coarse.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-31
• S63 Uniform Securities Agent State Law Examination
  1994-09-29