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901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Fredericksburg | TX | 08/2004 | 11/2017 |
| Lpl Financial Llc | Fredericksburg | TX | 11/2017 | Present |
1. 10/10/2018 - Mayfield Stevens - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2014 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 10/19/2018 - Lady Bird Johnson GC - Not Investment Related - Lady Bird Johnson GC, Fredericksburg, Tx. - Outside/W-2 Employment - Start Date: 10/22/2018 - 15 Hours Per Month/0 Hours During Securities Trading - Part time worker at Lady Bird Johnson Golf Coarse.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-29 |
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