William Thompson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 01/2023
  Fidelity Brokerage Services Llc
  Westlake, TX
• 07/2018 → 01/2023
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 01/2023 → Present
  Ubs Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2022-09-12 → 2023-01-19
  Fidelity Institutional Wealth Adviser Llc
  Westlake, TX
• 2018-07-13 → 2019-08-08
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2018-01-19 → 2018-07-13
  Strategic Advisers Llc
  Westlake, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-04-15
• S66 Uniform Combined State Law Examination
  2008-01-16
• S65 Uniform Investment Adviser Law Examination
  1995-12-07

Designations

• Chartered Financial Analyst

Other Names

• William Thompson
• William Joseph Thompson
• Bill Thompson
• William J Thompson