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Louis Albert Spittel

Hornor, Townsend & Kent, LLC

Columbia, MD

CRD 2538495

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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-04
MD RA APPROVED 2002-11-15
  • TX RA
    APPROVED
    Since 2023-01-04
  • MD RA
    APPROVED
    Since 2002-11-15

Branch Locations

Columbia, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins Co Towson MD 09/2002 Present
Hornor Townsend And Kent, Inc Towson MD 09/2002 Present
  • 09/2002 → Present
    Penn Mutual Life Ins Co
    Towson, MD
  • 09/2002 → Present
    Hornor Townsend And Kent, Inc
    Towson, MD
Previous Registrations
  • 2002-03-18 → 2002-07-16
    Cuso Financial Services, L.P.
    Upper Marlboro, MD
Other Businesses

1) INSURANCE BROKERAGE | DBA: 1847FINANCIAL | INVESTMENT-RELATED | 11713 MORNINGMIST LANE, COLUMBIA, MD 21044 | INSURANCE SALES AND SERVICES | POSITION: AGENT | START DATE: 08/01/2011 | NUMBER OF HOURS: 10-25 | SECURITIES TRADING HOURS: 10-25 | DUTIES: THE SALE OF LIFE AND HEALTH PRODUCTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE COMPANY. SECURITIES INVESTMENTS ARE OFFERED THROUGH HTK. 2) INSURANCE BROKERAGE | DBA: SHORELINE FINANCIAL | POSITION: EMPLOYEE | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 80 | SECURITIES TRADING HOURS: 80 | START DATE: 09/01/2025 | ADDRESS: 11713 MORNINGMIST LN, COLUMBIA MD 21044 | DESCRIPTION: CONSULTANT TO OWNER DUE TO RECENT SALE OF MY OWN BUSINESS TO HER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-28
  • S63 Uniform Securities Agent State Law Examination
    1997-08-28
Designations
  • Chartered Financial Consultant
Other Names
  • Bert Spittel
  • Iii Louis Albert Spittel

View on SEC IAPD

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