Kevin Michael Sesny

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-08-27

CA RA
APPROVED

Since 2019-08-27

Branch Locations

Brooklyn, NY • United States

142 West 57Th Street 12Th Fl, New York, NY 10019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc..	Weehawken	NJ	01/2013	07/2018
Wedbush Securities Inc	New York	NY	08/2019	Present
Unemployed	New York	NY	08/2018	07/2019

01/2013 → 07/2018

Ubs Financial Services Inc..

Weehawken, NJ
08/2019 → Present

Wedbush Securities Inc

New York, NY
08/2018 → 07/2019

Unemployed

New York, NY

Previous Registrations

2013-02-12 → 2018-07-31

Ubs Financial Services Inc.

Weehawken, NJ
2008-01-16 → 2013-01-15

J.P. Morgan Securities Llc

New York, NY

Atlanta, GA

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-27

S66 Uniform Combined State Law Examination

2006-02-27

View on SEC IAPD