Nicole Susanne Mcclure

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2019
  Not Employed
  Mackenbach
• 11/2019 → 02/2020
  Kmcc Exchange
  Ramstein Afb
• 02/2020 → 08/2020
  Army Naf Employee
  Miesau
• 08/2020 → 04/2021
  Unemployed
  Londonderry, NH
• 04/2021 → Present
  Ubs Financial Services
  Concord, NH

Previous Registrations

• 2015-04-29 → 2016-07-19
  Raymond James Financial Services Advisors, Inc
  Grass Valley, CA
• 2014-06-12 → 2015-04-07
  Morgan Stanley
  Shreveport, LA
• 2013-09-30 → 2014-05-28
  J.P. Morgan Securities Llc
  Shreveport, LA
• 2007-09-12 → 2012-07-05
  Usaa Investment Services Company
  San Antonio, TX
• 2005-05-18 → 2007-09-12
  Usaa Financial Planning Services
  San Antonio, TX
  San Antonio, TX

Exams

• S66 Uniform Combined State Law Examination
  2022-03-14
• S65 Uniform Investment Adviser Law Examination
  2005-05-17
• S63 Uniform Securities Agent State Law Examination
  1994-09-26

Other Names

• Nicole Susanne King