Ann Laverne Sowder

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-05-20
UT	RA	APPROVED	2025-05-12
VA	RA	APPROVED	2025-01-24

NC RA
APPROVED

Since 2025-05-20
UT RA
APPROVED

Since 2025-05-12
VA RA
APPROVED

Since 2025-01-24

Branch Locations

Park City, UT • United States

8219 Leesburg Pike Suite 200, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Chevy Chase	MD	10/1999	01/2025
Osaic Wealth, Inc.	Vienna	VA	01/2025	Present

10/1999 → 01/2025

Lincoln Financial Advisors

Chevy Chase, MD
01/2025 → Present

Osaic Wealth, Inc.

Vienna, VA

Previous Registrations

2000-05-19 → 2025-01-24

Osaic Fa, Inc.

Vienna, VA

Vienna, VA

Other Businesses

CRUMP POSITION: Agent NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/15/2011 ADDRESS: 8219 Leesburg Pike, Vienna VA 22182, United States DESCRIPTION: insurance

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-01-07

S66 Uniform Combined State Law Examination

2000-01-07

View on SEC IAPD