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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-29 |
| CA | RA | APPROVED | 2016-06-07 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Brea | CA | 05/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Brea | CA | 06/2016 | Present |
(1)Name of Business: Legacy Wealth Management, LLC Address: 15615 Alton Parkway, Suite 230, Irvine, CA, 92618, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer, Officer - CEO, Officer - President, Officer - Secretary Investment Related: No Start Date: 10/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business owner using this DBA (2)Name of Business: SMP Group, Inc Address: 89 Via Bella, Rancho Mirage, CA, 92270, United States Activity Type: Business Owner Position/Title: Officer - Treasurer, Owner/Proprietor, Officer - CEO, Officer - President, Officer - Secretary Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own SMP Group, Inc. where I build, sell and manage my personal real estate holdings. I have no clients invested in any of my properties and do not solicit them in anyway.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-21 |
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