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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-07 |
| FL | RA | APPROVED | 2016-02-23 |
Branch Locations
3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Palm Beach Gardens | FL | 02/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2016 | Present |
1. Tequesta Country Club; Not Investment related; Tequesta, FL; Golf Country Club; finance committee member (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 1; assign budgets to each sub committee of the club. *387549 - Tequesta Country Club; Investment related - No; Tequesta, FL; Sports; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Mar 2020; During business hours: 2; After business hours: 6; Accounting/Bookkeeping, Check Signing/Funds Disbursements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-26 |
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