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David Eugene Noble

Morgan Stanley

Palm Beach Gardens, FL

CRD 2537747

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-07
FL RA APPROVED 2016-02-23
  • TX RA
    APPROVED_RES
    Since 2016-07-07
  • FL RA
    APPROVED
    Since 2016-02-23

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Palm Beach Gardens FL 02/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2016 Present
  • 02/2016 → Present
    Morgan Stanley Smith Barney Llc
    Palm Beach Gardens, FL
  • 03/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-05-29 → 2016-02-29
    Palm Beach, FL
    Palm Beach Gardens, FL
    Palm Beach, FL
    Boca Raton, FL
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Tampa, FL
    Palm Beach Gardens, FL
    San Antonio, TX
    Palm Beach, FL
    Boca Raton, FL
    Doral, FL
    Palm Beach Gardens, FL
    Miami, FL
  • 2003-02-12 → 2007-05-29
    Citicorp Investment Services
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
Other Businesses

1. Tequesta Country Club; Not Investment related; Tequesta, FL; Golf Country Club; finance committee member (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 1; assign budgets to each sub committee of the club. *387549 - Tequesta Country Club; Investment related - No; Tequesta, FL; Sports; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Mar 2020; During business hours: 2; After business hours: 6; Accounting/Bookkeeping, Check Signing/Funds Disbursements.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-27
S63 Uniform Securities Agent State Law Examination 1994-09-26
  • S65 Uniform Investment Adviser Law Examination
    2001-03-27
  • S63 Uniform Securities Agent State Law Examination
    1994-09-26
Other Names
  • David E Noble

View on SEC IAPD

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