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3035 Cleveland Avenue Suite 206, Santa Rosa, CA 95403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-12 |
Branch Locations
3035 Cleveland Avenue Suite 206, Santa Rosa, CA 95403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Insurance Agent - Sole Proprietor | Santa Rosa | CA | 01/1989 | 11/2023 |
| Clifford Financial Planning, Inc. | Santa Rosa | CA | 01/1998 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 05/2014 | 10/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2014 | 10/2018 |
| College For Financial Planning | Centennial | CO | 10/2023 | Present |
COLLEGE FOR FINANCIAL PLANNING not investment-related 9000 E Nichols Ave #200, Centennial, CO 80112 Graduate-level financial education Adjunct Professor 10/10/2023 On average, over the course of one year, 5 to 10 hours per month 1 to 2 hours per month during trading Planning and creating lectures, in-class discussions, and assignments.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-10-10 |
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