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Clayton Blakely James

Stephens Group Asset Management, LLC

Little Rock, AR

Stilwelll, OK

CRD 3141669

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Employer firm

Stephens Group Asset Management, LLC CRD 288981

$1.70B regulatory AUM 33 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens Group Asset Management, Llc

100 River Bluff Drive Suite 220, Little Rock, AR 72202-2215 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-08-12
TX RA APPROVED 2020-11-30
AR RA APPROVED 2019-08-20
  • OK RA
    APPROVED
    Since 2024-08-12
  • TX RA
    APPROVED
    Since 2020-11-30
  • AR RA
    APPROVED
    Since 2019-08-20

Branch Locations

100 River Bluff Drive Suite 220, Little Rock, AR 72202-2215 • United States

Stilwelll, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Group Asset Management, Llc Little Rock AR 08/2019 Present
Stephens Inc. Little Rock AR 01/2000 07/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-20
S63 Uniform Securities Agent State Law Examination 1999-04-05
  • S65 Uniform Investment Adviser Law Examination
    2019-08-20
  • S63 Uniform Securities Agent State Law Examination
    1999-04-05
Other Names
  • Blake James
  • Clayton James

View on SEC IAPD

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