Andrew Gene Duchan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → Present
  Andrew Duchan, Cpa
  Canoga Park, CA
• 05/2006 → 08/2017
  Financial West Group
  Westlake Village, CA
• 06/2005 → Present
  Vertical Lend, Inc.
  Canoga Park, CA
• 08/2017 → 06/2025
  Westerm International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Woodland Hills, CA

Previous Registrations

• 2017-08-21 → 2025-06-05
  Western International Securities, Inc.
  Woodland Hills, CA
  Pasadena, CA
  Campbell, CA
• 2006-05-15 → 2017-08-21
  Financial West Group
  Tarzana, CA
• 2004-01-08 → 2006-04-04
  Kestra Investment Services, Llc
  Encino, CA
• 2001-08-22 → 2004-01-09
  Waddell & Reed
  Woodland Hills, CA

Other Businesses

1. 06/05/2025- Herbalife- Business Owner- Not INV Related- Home Based- Start date 10/01/2020- 2 Hours Per Month 2. 06/05/2025- Andrew Duchan, CPA- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 05/01/2009-100 Hours Per Month- 50 Hours During Trading 3. 06/05/2025- Andy Duchan Insurance Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2013- 5 Hours Per Month- 5 Hours During Trading 4. 06/05/2025- Lifewave- Direct Sales/ MLM- INV Related- Home Based- Start date 06/01/2023- 5 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2001-08-15
• S63 Uniform Securities Agent State Law Examination
  1994-10-12