Alan Howard Evans

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → 06/2024
  Securities America, Inc.
  Atlanta, GA
• 12/2003 → Present
  Principal Financial
  Des Moines, IA
• 06/2006 → Present
  Alan Evans
  Atlanta, GA
• 06/2015 → 06/2024
  Securities America Advisors
  Marietta, GA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Marietta, GA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Marietta, GA

Previous Registrations

• 2015-08-13 → 2024-06-14
  Securities America Advisors, Inc.
  Marietta, GA

Other Businesses

STERLING WEALTH MANAGEMENT, LLC POSITION: Insurance Agent NATURE: STERLING WEALTH MANAGEMENT, LLC -INSURANCE-OWNER - INSURANCE SALES- INVESTMENT RELATED- START DATE: 1/2000 LOCATED AT 505 KENT TER STE 200; MARIETTA, GA 30064-2080 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 505 KENT TERRACE, SUITE 200, MARIETTA GA 30065 DESCRIPTION: Disability Renewals

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-11
• S63 Uniform Securities Agent State Law Examination
  1994-09-15