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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-05
PA RA APPROVED 2015-12-02
VA RA APPROVED 2013-03-28
MD RA APPROVED 2009-03-25
  • FL RA
    APPROVED
    Since 2026-08-05
  • PA RA
    APPROVED
    Since 2015-12-02
  • VA RA
    APPROVED
    Since 2013-03-28
  • MD RA
    APPROVED
    Since 2009-03-25

Branch Locations

9711 Washingtonian Boulevard Ste 350, Gaithersburg, MD 20878 • United States

4870 Sadler Road Ste 105, Glen Allen, VA 23060 • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual/United Of Omaha Insurance Company Timonium MD 03/1991 Present
Mutual Of Omaha Investor Services, Inc. Annapolis Jnct. MD 03/1991 Present
Other Businesses

SAK & ASSOCIATES, INS. SALES, OWNER, COMMISSION; 9711 WASHINGTONIAN BOULEVARD, STE 350, GAITHERSBURG, MD 20878 SAK FINANCIAL GROUP-DBA REGISTERED BY THE STATE OF MARYLAND USED IN CONJUNCTION WITH EXISTING CORPORATE NAME OF SAK & ASSOCIATES, INC. COMPANY NAME OF SAK & ASSOCIATES, INC. IS THE ABBREVIATED VERSION OF SUZANNE A. KATZ & ASSOCIATES, INC. WHICH IS SOMETIMES USED IN COMPANY OFFICE COMMUNICATIONS/SIGNAGE FOR CLIENTS WHO ARE MORE FAMILIAR WITH THE NAME, SUZANNE A. KATZ, INSTEAD OF THE SAK ABBREVIATION OF HER NAME. Part owner of a new LLC company licensed in Maryland as " Essential HR Resources LLC " for the exclusive purpose of engaging in consulting services with existing small business owners on the Compliance requirements of ERISA and the Affordable Care Act. The company name now used is SAK Associates, Inc., which is the official registered Maryland Corporation and company logo is being changed to reflect this company name. INSURANCE AGENT; LIFE, HEALTH, VISION, CRITICAL ILLNESS, ACCIDENT, HOSPITAL, MEDICARE, LTC, ANNUITIES, DENTAL, DI. 1991 - Present NON-INVESTMENT RELATED. START DATE 06/12/2015, RENTAL PROPERTY/LANDLORD - RESIDENTIAL AND OFFICE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-21
S63 Uniform Securities Agent State Law Examination 1999-02-01
  • S65 Uniform Investment Adviser Law Examination
    2009-03-21
  • S63 Uniform Securities Agent State Law Examination
    1999-02-01
Other Names
  • Suzanne Alise Katz Riesner
  • Suzanne Alise Katz

View on SEC IAPD

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