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Doylestown, PA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-13 |
| NY | RA | APPROVED | 2021-10-06 |
| NJ | RA | APPROVED | 2019-01-25 |
| PA | RA | APPROVED | 2019-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Doylestown | PA | 08/2015 | 03/2019 |
| Cetera Investment Advisers Llc | Doylestown | PA | 10/2015 | 03/2019 |
| Summit Financial Group Inc. | Doylestown | PA | 01/2018 | 03/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2019 | Present |
| Solebury Asset Management | Doyleston | PA | 01/2019 | Present |
(1) SOLEBURY ASSET MANAGEMENT, LLC; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; UNAFFILIATED STATE REGISTERED RIA; MEMBER; 07/05/2018; APPX 40 HOURS/MONTH; APPX 40 HOURS/MONTH DURING TRADING; RIA__ (2) Fixed Insurance Business - Investment Related - Same address as registered branch - Insurance Sales - agent - 03/2019 - 4 hours/1 trading hour per month - Commissions for Insurance sales, service, and advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-14 |
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