Kevin John Williams

Employer firm

Synergy Asset Management, LLC CRD 117201

$1.30B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 08/2018
  Goldbloom Wealth Management
  Bellevue, WA
• 05/2018 → 04/2020
  Gennaker Capital Llc
  Sammamish, WA
• 08/2018 → Present
  Synergy Mergers + Acquistions
  Bellevue, WA
• 02/2022 → Present
  Lifetime Financial Inc
  Tacoma, WA
• 04/2020 → Present
  Synergy Asset Management, Llc
  Bellevue, WA

Previous Registrations

• 2022-09-27 → 2026-06-18
  Lifetime Financial, Inc.
  Tacoma, WA
  Tacoma, WA
• 2018-10-24 → 2020-04-01
  Gennaker Capital Llc
  Sammamish, WA
• 2016-03-01 → 2018-06-15
  Goldbloom Wealth Management Llc
  Mercer Island, WA
• 2013-01-31 → 2015-03-25
  Elite Wealth Management, Inc.
  Kirkland, WA
• 2008-01-24 → 2013-01-14
  Td Ameritrade, Inc.
  Bellevue, WA
• 2008-01-24 → 2013-01-14
  Td Ameritrade Investment Management, Llc
  Bellevue, WA
  Bellevue, WA
• 2006-05-11 → 2008-01-02
  Key Investment Services Llc
  Tacoma, WA
  Tacoma, WA
  Tacoma, WA
  Bellevue, WA
• 2005-02-16 → 2006-07-27
  Shelgren Financial Group, Inc.
  Renton, WA

Other Businesses

Kevin will engage with Synergy Financial Management's affiliated company's - Synergy Financial Services, Inc (Insurance) - Synergy Mergers & Acquisitions, LLC DBA Synergy (Real Estate). These companies are not registered companies but do complement a client's overall investment objective. Real Estate Broker with Synergy Mergers + Acquisitions Commissions based on Purchase and Sales Agreements (contracts) split 50/50 with SMA.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-04
• S65 Uniform Investment Adviser Law Examination
  1995-05-06
• S63 Uniform Securities Agent State Law Examination
  1994-11-18

Other Names

• Kevin J Williams