Sindy Marie Wylie

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-06-19

NC RA
APPROVED

Since 2019-06-19

Branch Locations

5200 77 Center Drive Suite 210, Charlotte, NC 28217 • United States

Tega Cay, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial Services	Charlotte	NC	08/1994	02/2019
Foresters Advisory Services, Llc	Charlotte	NC	08/2012	06/2019
Foresters Financial Services	Charlotte	NC	02/2019	06/2019
Cetera Investment Advisers Llc	Charlotte	NC	06/2019	Present
Cetera Investment Services Llc	St Cloud	MN	06/2019	Present

08/1994 → 02/2019

Foresters Financial Services

Charlotte, NC
08/2012 → 06/2019

Foresters Advisory Services, Llc

Charlotte, NC
02/2019 → 06/2019

Foresters Financial Services

Charlotte, NC
06/2019 → Present

Cetera Investment Advisers Llc

Charlotte, NC
06/2019 → Present

Cetera Investment Services Llc

St Cloud, MN

Previous Registrations

2012-09-11 → 2019-06-20

Foresters Advisory Services, Llc

Charlotte, NC

Other Businesses

1. BOARD MEMBER OF CHARLOTTE COLLABORATIVE DIVORCE PROFESSIONALS; ASSIST IN HELPING MAKE DECISIONS THAT SUPPORT THE MEMBERSHIP OF THE GROUP; 2-5 HRS/WK 2. BOARD MEMBER FOR AMERICAN CANCER SOCIETY, 1/HR/WK 3. DIVORCE FINANCIAL CONSULTING SERVICE FOR CLARITY FINANCIAL CONSULTING LLC, 10-15/HRS/WK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-07
S63	Uniform Securities Agent State Law Examination	1994-09-14

S66 Uniform Combined State Law Examination

2012-09-07
S63 Uniform Securities Agent State Law Examination

1994-09-14

Other Names

Sindy Marie Staley
Sindy Marie Staley

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