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Karen Lynn Buckley

LPl Enterprise, LLC

Vienna, VA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Rockville MD 01/2015 03/2017
Massmutual Life Insurance Co Mclean MA 07/2016 09/2024
Mml Investors Services, Llc Mclean VA 03/2017 09/2024
The Prudential Insurance Company Of America Vienna VA 09/2024 Present
Pruco Securities Llc Vienna VA 09/2024 11/2024
Lpl Enterprise, Llc Vienna VA 11/2024 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Rockville, MD
  • 07/2016 → 09/2024
    Massmutual Life Insurance Co
    Mclean, MA
  • 03/2017 → 09/2024
    Mclean, VA
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Vienna, VA
  • 09/2024 → 11/2024
    Vienna, VA
  • 11/2024 → Present
    Vienna, VA
Previous Registrations
Other Businesses

1) 12/05/2024- K Buckley Advisors & Associates- Business Entity For Tax/Investment Purposes Only- LLC created as S-Corp for prior broker/dealer advisory income- Not INV Related- At Vienna, VA- Start date 01/01/2023- 0 HRS MTH- 0 HRS during trading 2) 12/04/2024- Estia Focused Financial- DBA for LPL Business (entity for LPL business)- Financial planning and advisory services- INV Related- At Vienna, VA- Start date 09/09/2024- 160 HRS MTH- 120 HRS During trading 3) 12/12/2024 - Karen L Buckley - Non-Variable Insurance/Insurance Agency - Insurance broker, sale and servicing of health, dental, vision, short & long term disability, long term care insurance to individual and businesses. - INV Related - At Vienna, VA - Start Date 01/01/2022 - 10hrs/mth - 5hrs During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-19
S63 Uniform Securities Agent State Law Examination 1994-09-14
  • S65 Uniform Investment Adviser Law Examination
    2015-02-19
  • S63 Uniform Securities Agent State Law Examination
    1994-09-14
Other Names
  • Karen Lynn Buckley-Camp

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