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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-11-14 |
Branch Locations
1919 Gallows Road Suite 100, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Rockville | MD | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | Mclean | MA | 07/2016 | 09/2024 |
| Mml Investors Services, Llc | Mclean | VA | 03/2017 | 09/2024 |
| The Prudential Insurance Company Of America | Vienna | VA | 09/2024 | Present |
| Pruco Securities Llc | Vienna | VA | 09/2024 | 11/2024 |
| Lpl Enterprise, Llc | Vienna | VA | 11/2024 | Present |
1) 12/05/2024- K Buckley Advisors & Associates- Business Entity For Tax/Investment Purposes Only- LLC created as S-Corp for prior broker/dealer advisory income- Not INV Related- At Vienna, VA- Start date 01/01/2023- 0 HRS MTH- 0 HRS during trading 2) 12/04/2024- Estia Focused Financial- DBA for LPL Business (entity for LPL business)- Financial planning and advisory services- INV Related- At Vienna, VA- Start date 09/09/2024- 160 HRS MTH- 120 HRS During trading 3) 12/12/2024 - Karen L Buckley - Non-Variable Insurance/Insurance Agency - Insurance broker, sale and servicing of health, dental, vision, short & long term disability, long term care insurance to individual and businesses. - INV Related - At Vienna, VA - Start Date 01/01/2022 - 10hrs/mth - 5hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-14 |
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