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15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
80 E Sir Francis Drake Blvd Suite 4M, Larkspur, CA 94939 • United States
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Falcon Point Capital, Llc | San Francisco | CA | 09/2002 | 08/2020 |
| Advisor Resource Council | Larkspur | CA | 08/2020 | Present |
08/19/2022 - DBA - AIQ Asset Management - Senior Portfolio manager and Director of Research - Investment Related - 200 hours a month - 160 hours during trading hours - Partner, Senior Portfolio Manager, and Director of Research offering asset management services including selecting investments, strategizing and analysis of portfolios and strategies. Formerly ARC Asset Management changed to AIQ Asset Management in the fall of 2022 Address: 15110 Dallas Parkway, Suite 500, Dallas, TX 75248
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-14 |
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