Todd Edward Lengel

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

Tamaqua, PA • United States

522 Chestnut Circle, Tamaqua, PA 18252 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Tamaqua	PA	08/1994	11/2024
Prudential Insurance Company Of America	Tamaqua	PA	01/1995	Present
Lpl Enterprise, Llc	Tamaqua	PA	11/2024	Present

08/1994 → 11/2024

Pruco Securities, Llc.

Tamaqua, PA
01/1995 → Present

Prudential Insurance Company Of America

Tamaqua, PA
11/2024 → Present

Lpl Enterprise, Llc

Tamaqua, PA

Previous Registrations

2016-11-14 → 2024-11-14

Pruco Securities, Llc.

Minersville, PA

Tamaqua, PA

Tamaqua, PA

Tamaqua, PA

Other Businesses

SCHUYLKILL INS & FIN'L SERVICES~522 CHESTNUT CIRCLE, TAMAQUA, PA 18252~INSURANCE SALEES~Y~OWNER~5/4/2009~180 HRS/MO~160 TRADING HRS/MO|COLUMBIAN MUTUAL LIFE INS CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-08-18
S63	Uniform Securities Agent State Law Examination	1995-01-30

S65 Uniform Investment Adviser Law Examination

2016-08-18
S63 Uniform Securities Agent State Law Examination

1995-01-30

View on SEC IAPD