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On Investment Management Co CRD 105662
$3.15B regulatory AUM 308 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-18 |
| NV | RA | APPROVED | 2017-08-03 |
| KS | RA | APPROVED | 2017-07-31 |
| MO | RA | APPROVED | 2017-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2011 | 07/2017 |
| The O.N. Equity Sales Company | Cincinnati | OH | 07/2017 | Present |
| Ohio National Financial Services | Cincinnati | OH | 05/2017 | Present |
1). Insurance Sales; not investment related; 1224 NE DeerBrook Terrace, Lees Summit, MO 64086; Agent; 01/01/2000-present; Long term care insurance; 0 hours/month (0 during securities trading hours). 2). Residential Real Estate Sales; not investment related; 458 NE Coronado Drive, Blue Springs, MO 64014, Real Estate Agent; 06/30/2018-current; 15 hours/month (10 during market hours); helping individuals buy and sell residential real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-22 |
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