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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-23 |
| CA | RA | APPROVED | 2019-10-18 |
Branch Locations
21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodland Hills | CA | 06/2009 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 10/2019 | Present |
ROYAL HIGH SCHOOL GIRLS LACROSSE BOOSTER CLUB; NOT INV RELATED; SIMI VALLEY, CA; PRESIDENT; START DATE 8/15/2024; 20 HOURS PER MONTH; 0 DURING TRADING; ATTENDING MEETINGS, PREPARING MEETING AGENDAS AND CONDUCTING MEETINGS, APPROVING AND CO-SIGNING CHECKS FOR EXPENDITURES, OVERSEEING GENERAL OPERATIONS OF CLUB, MAINTAINING ALL CLUB RECORDS, APPOINTING COMMITTEES, AND LIAISING BETWEEN PARENTS, COACHES, SCHOOL ADMINISTRATION AND ATHLETIC DEPARTMENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-08-09 |
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