Michael Joseph Evans

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → 11/2018
  Signator Investors, Inc.
  Newport Beach, CA
• 10/2003 → Present
  Seia Llc
  Newport Beach, CA
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Newport Beach, CA
• 08/2023 → Present
  Ses Inc.
  Newport Beach, CA

Previous Registrations

• 1999-02-08 → 2003-10-09
  Charles Schwab & Co., Inc.
  Torrance, CA

Other Businesses

1. SEIA POSITION: Senior Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2003 ADDRESS: 610 Newport Center Dr., Suite 300, Newport Beach, CA 92660, US DESCRIPTION: BUSINESS DEVELOPMENT, FINANCIAL PLANNING, INVESTMENT MANAGEMENT 2. INSURANCE LICENSE - PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/1/2003 ADDRESS: 610 Newport Center Dr., Suite 300, Newport Beach, CA 92660, US DESCRIPTION: Insurance sales and service consistent with financial planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-23
• S63 Uniform Securities Agent State Law Examination
  1996-07-08

Designations

• Certified Financial Planner

Other Names

• Mike Evans