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1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-05-06 |
Branch Locations
1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laurel Wealth Advisors Llc | Charlotte | NC | 02/2010 | Present |
Mortimer Enterprises; Investment related: Yes; 1355 Greenwood Cliff, Ste 301 Charlotte NC 28204 United States; Real estate ownership vehicle for office space leased to Laurel Wealth Advisors; Member; 2023-06-23; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-27 |
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