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Patrick Warren Kenefick

Neuberger Berman Bd LLC

Tampa, FL

Bradenton, FL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
FL RA APPROVED 2012-05-08
  • NY RA
    APPROVED
    Since 2021-03-29
  • FL RA
    APPROVED
    Since 2012-05-08

Branch Locations

401 East Jackson Street Suite 2350, Tampa, FL 33602 • United States

Bradenton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc Tampa FL 05/2012 Present
  • 05/2012 → Present
    Neuberger Berman Llc
    Tampa, FL
Previous Registrations
  • 2004-08-30 → 2012-05-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Saint Petersburg, FL
    New York, NY
    New York, NY
    Saint Petersburg, FL
  • 2004-08-30 → 2006-11-28
    Merrill Lynch Trust Company
    Saint Petersburg, FL
  • 2003-02-13 → 2004-07-15
    Invest Financial Corporation
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-06
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S65 Uniform Investment Adviser Law Examination
    2000-10-06
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02

View on SEC IAPD

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