Aimee Marie Caraballo

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 04/2025
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → 04/2025
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 04/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  Pepper Pike, OH

Previous Registrations

• 2022-08-29 → 2025-04-07
  B. Riley Wealth Advisors, Inc.
  Beachwood, OH
  Solon, OH
• 2010-10-13 → 2022-12-31
  B. Riley Wealth Management
  Mentor, OH
  Solon, OH
• 2009-03-13 → 2010-10-15
  Rbc Capital Markets, Llc
  Beachwood, OH
• 2008-10-27 → 2009-03-13
  Ferris, Baker Watts, Llc
  Beachwood, OH
  Beachwood, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-23
• S63 Uniform Securities Agent State Law Examination
  1996-02-12