Kimberly Christine Riccoboni

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Metlife Securities Inc.
  Aurora, IL
• 03/2017 → Present
  Mml Investors Services, Llc
  Charlotte, NC

Previous Registrations

• 2011-11-04 → 2017-03-25
  Msi Financial Services, Inc.
  Charlotte, NC
  Tinton Falls, NJ
  Aurora, IL
• 2011-11-21 → 2015-01-02
  New England Securities
  Charlotte, NC
  Tinton Falls, NJ
  Aurora, IL
• 2011-11-21 → 2013-09-05
  Tower Square Securities, Inc.
  Tinton Falls, NJ
  New York, NY
• 2011-11-21 → 2013-09-05
  Walnut Street Securities, Inc.
  Tinton Falls, NJ
  New York, NY
• 2011-01-06 → 2011-11-02
  Newport Capital Group, Llc
  Red Bank, NJ
• 2007-05-03 → 2009-10-29
  Walnut Street Securities, Inc.
  Somerset, NJ
  Red Bank, NJ
  Iselin, NJ

Exams

• S66 Uniform Combined State Law Examination
  2007-04-11

Other Names

• Kimberly Christine Yuhas
• Kimberly Riccoboni
• Kimberly Christine Yuhas