Best Investors Account Sign in

Clayton Eugene Davis

LPl Financial LLC

Paso Robles, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-10
CA RA APPROVED 2002-12-18
  • TX RA
    APPROVED_RES
    Since 2025-03-10
  • CA RA
    APPROVED
    Since 2002-12-18

Branch Locations

5375 Play Doe Ln., Paso Robles, CA 93446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco / Private Ledger San Luis Obispo CA 12/2002 Present
  • 12/2002 → Present
    Linsco / Private Ledger
    San Luis Obispo, CA
Previous Registrations
  • 1998-08-24 → 2002-11-26
    Morgan Stanley Dw Inc.
    San Luis Obispo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-21
S63 Uniform Securities Agent State Law Examination 1994-09-10
  • S65 Uniform Investment Adviser Law Examination
    1998-01-21
  • S63 Uniform Securities Agent State Law Examination
    1994-09-10
Other Names
  • Clay Davis
  • Clay E Davis
  • Clay Eugene Davis
  • Clayton E Davis

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COMMONWEALTH FINANCIAL NETWORK
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
STIFEL, NICOLAUS & COMPANY, INCORPORATED
J.P. MORGAN SECURITIES LLC
ADVISORY SOLUTIONS GROUP

Other Investors

JOSEPH DALE POLLARD
SHAWN AUBREY ARNER
STEPHEN JAMES WEBER
CONSTANCE Miller Cook
RYAN JEFFREY LANGSTAFF
Evan Langstaff
JENNIFER LYNN LANGSTAFF
Jenae Niko Hall

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PASO ROBLES, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paso Robles, CA
COMMONWEALTH FINANCIAL NETWORK · Paso Roble, CA
CETERA INVESTMENT ADVISERS LLC · PASO ROBLES, CA
LPL FINANCIAL LLC · PASO ROBLES, CA
CETERA INVESTMENT ADVISERS LLC · Paso Robles, CA
EDWARD JONES · PASO ROBLES, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PASO ROBLES, CA

More in Paso Robles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor