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Vaughn Gene Nun

LPl Financial LLC

Derby, KS

Derby, KS

CRD 2536121

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 1997-07-28
  • KS RA
    APPROVED
    Since 1997-07-28

Branch Locations

315 North Baltimore, Derby, KS 67037 • United States

Derby, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Derby KS 06/1997 Present
  • 06/1997 → Present
    Linsco/Private Ledger Corp.
    Derby, KS
Other Businesses

1. 08/10/2011 - DBA ONLY - TRUEPOINT FINANCIAL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-22
  • S63 Uniform Securities Agent State Law Examination
    1994-09-22

View on SEC IAPD

Nearby Firms

EDWARD JONES
VOYA FINANCIAL ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Kelly Paul Farber
John William Cole
Erin K Drosselmeyer

Nearby Offices

EDWARD JONES · DERBY, KS
EDWARD JONES · DERBY, KS
EDWARD JONES · DERBY, KS

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