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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-09-23
  • VA RA
    APPROVED
    Since 2016-09-23

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

999 Waterside Dr, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 06/2011 09/2016
Suntrust Bank Norfolk VA 06/2011 09/2016
Suntrust Advisory Services Atlanta GA 09/2016 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 08/2016 Present
Bank Of America, N.A. Norfolk VA 08/2016 Present
  • 06/2011 → 09/2016
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 06/2011 → 09/2016
    Suntrust Bank
    Norfolk, VA
  • 09/2016 → 09/2016
    Suntrust Advisory Services
    Atlanta, GA
  • 08/2016 → Present
    Norfolk, VA
  • 08/2016 → Present
    Bank Of America, N.A.
    Norfolk, VA
Previous Registrations
  • 2016-09-12 → 2016-09-16
    Norfolk, VA
  • 2011-06-28 → 2016-09-12
    Truist Investment Services, Inc.
    Norfolk, VA
    Norfolk, VA
  • 2005-05-31 → 2011-06-14
    Bb&T Investment Services, Inc.
    Norfolk, VA
    Charlotte, NC
    Charlotte, NC
  • 2003-01-02 → 2005-05-12
    Banc Of America Investment Services, Inc.
    Norfolk, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-20
S63 Uniform Securities Agent State Law Examination 2001-05-15
  • S66 Uniform Combined State Law Examination
    2002-12-20
  • S63 Uniform Securities Agent State Law Examination
    2001-05-15

View on SEC IAPD

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