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Shannon Rose Vizza

Htg Investment Advisors Inc

New Canaan, CT

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Current Employers
Htg Investment Advisors Inc

50 Locust Avenue, New Canaan, CT 06840 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-06-01
  • CT RA
    APPROVED
    Since 2018-06-01

Branch Locations

50 Locust Avenue, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mackey And Guasco Southport CT 06/2016 12/2017
Htg Investment Advisors Inc. New Canaan CT 01/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-01
S63 Uniform Securities Agent State Law Examination 1994-10-25
  • S65 Uniform Investment Adviser Law Examination
    2018-06-01
  • S63 Uniform Securities Agent State Law Examination
    1994-10-25
Other Names
  • Shannon Rose Gorman

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEW CANAAN, CT
CITIGROUP GLOBAL MARKETS INC. · New Canaan, CT
MONECO ADVISORS · New Canaan, CT
LPL FINANCIAL LLC · NEW CANAAN, CT
NPLP MANAGEMENT · NEW CANAAN, CT
J.H. WHITNEY CAPITAL PARTNERS, LLC · NEW CANAAN, CT
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