Steven Wayne Arnold

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1991 → 03/2017
  United States Marine Corp. Reserves
  Mt Cements, MI
• 02/2006 → Present
  Financial Focus Llc
  Farmington Hills, MI
• 08/2008 → Present
  Lpl Financial Llc
  Farmington Hills, MI

Other Businesses

1. 8/1/2008: DBA ONLY - FINANCIAL FOCUS - FARMINGTON HILLS, MI. 2. 08/01/2008 * Speaker/Seminar * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 20% 3. 6/11/2009: MORTGAGE BROKERAGE SERVICES - FINANCIAL FOCUS, LLC - PRIMARY AND SECONDARY MORTGAGES TO PUBLIC. - TIME SPENT 2%. 4. 5/19/2010: NON-VARIABLE INSURANCE - FIXED INSURANCE BUSINESS - TIME SPENT 5% - FARMINGTON HILLS, MI. 5. 02/01/2016 * MGJ Properties, LLC * Real Estate Rental * NOT INV REL * 31700 W. 12 Mile, Farmington Hills, MI 48334 * START 01/26/2016 * 10 HRS/MO; 1 HR/MO DURING SECS TRDG HRS. 6. 2/19/2020 - Fiduciary Focus Benefits Group LLC - Investment Related - At Reported Business Location(s) - Third Party Administrator (TPA) - Started 02/01/2020 - 10 Hours Per Month/1 Hour During Securities Trading - Management of the operations and oversight of daily internal activities. 7. 9/29/2021- Financial Focus Accounting, L.L.C. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 07/01/2021 - 20 Hours Per Month/1 Hour During Securities Trading - Tax Preparation and consulting for general public and corporations.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-03
• S63 Uniform Securities Agent State Law Examination
  1994-12-01