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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-31 |
| CT | RA | APPROVED | 2026-03-02 |
Branch Locations
North Granby, CT • United States
225 Wyman Street, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security Distributors | Topeka | KS | 08/2010 | 02/2020 |
| The Leaders Group, Inc. | Littleton | CO | 03/2022 | 12/2023 |
| Wealthvest | Bozeman | MT | 02/2021 | 03/2025 |
| Unemployed | North Granby | CT | 02/2020 | 03/2022 |
| World Equity Group, Inc. | North Granby | CT | 01/2024 | 03/2025 |
| Massmutual | Springfield | MA | 03/2025 | 09/2025 |
| Mml Strategic Distributors, Llc | North Granby | CT | 03/2025 | 09/2025 |
| Tiaa | Waltham | MA | 09/2025 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Waltham | MA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-19 |
| S65 | Uniform Investment Adviser Law Examination | 1997-02-14 |
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