Vivian Joyce Lopez

Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2022-06-30

OR RA
APPROVED

Since 2022-06-30

Branch Locations

Forest Grove, OR • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gaia Capital Management Inc	Forest Grove	OR	06/1995	06/2022
Mutual Advisors, Llc.	Omaha	NE	06/2022	Present

06/1995 → 06/2022

Gaia Capital Management Inc

Forest Grove, OR
06/2022 → Present

Mutual Advisors, Llc.

Omaha, NE

Previous Registrations

2010-03-12 → 2022-07-29

Gaia Capital Management, Inc.

Caldas Novas

Other Businesses

1. Divine Drywall Incorporated, Start Date: 07/02/2008, 2122 Neville Ave., Forest Grove, OR 97116, Corporation, Construction, Vice President/Secretary, Bookkeeping, business operations and clerical, Not Investment Related, 20 Hours per month. 0 Hours per day during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-03-11
S63	Uniform Securities Agent State Law Examination	1994-11-22

S65 Uniform Investment Adviser Law Examination

2010-03-11
S63 Uniform Securities Agent State Law Examination

1994-11-22

Other Names

Vivian Mcclister
Vivian Joyce Lopez
Vivian Joyce Taylor

View on SEC IAPD