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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-06-08
  • MA RA
    APPROVED
    Since 2015-06-08

Branch Locations

81 Samoset St. Ste 1, Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 05/2013 Present
North Light Financial Services Kingston MA 08/2005 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2015 Present
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. NORTH LIGHT FINANCIAL SERVICES, 81 Samoset St. STE 1, Plymouth MA 02360, 01/2022, Investment Advisor Representative , DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING. 3. COMMUNITY GARDEN CLUB OF DUXBURY, P.O. Box 1713, Duxbury MA 02331, 07/2025, President, Volunteer, NIR, 15 HR/MO, 0 HR/MO TRADING. 4. STRATEGIC FINANCIAL SERVICES, 46 Accord Park Dr., Norwell MA 02061, 03/2026, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
  • S66 Uniform Combined State Law Examination
    2014-01-24
Other Names
  • Margaret Mary Brown

View on SEC IAPD

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