Thomas Paul Galullo

Current Employers

Employment History

• 03/2009 → 10/2019
  Fsc Securities Corporation
  Indianapolis, IN
• 10/2019 → 02/2026
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2019 → 02/2026
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2005 → Present
  Galullo Enterprises
  Indianapolis, IN
• 01/2020 → Present
  Tom Galullo
  Indianapolis, IN
• 02/2026 → Present
  Cetera Investment Advisors
  Schaumburg, IL
• 02/2026 → Present
  Cetera Wealth Services Llc
  El Segundo, CA
• 02/2026 → Present
  Tpg Financial Group
  Indianapolis, IN

Previous Registrations

• 2019-10-04 → 2026-02-12
  Cambridge Investment Research Advisors, Inc.
  Indianapolis, IN
• 2009-03-09 → 2019-10-10
  Fsc Securities Corporation
  Indianapolis, IN
• 1999-01-11 → 2010-09-16
  Sbc Wealth Management
  Indianapolis, IN
• 2003-02-14 → 2009-03-09
  Lpl Financial Llc
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2000-10-23 → 2002-11-25
  Mml Investors Services, Llc
  Indianapolis, IN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2026 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: TOM GALULLO INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING/TAX/CONSULTING START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ACCOUNTING/TAX/CONSULTING WORK FOR A CLIENT OR TWO; 3.NAME OF OTHER BUSINESS: GALULLO ENTERPRISES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROCESS BUSINESS TAX RETURN (INCOME & EXPENSES) & COMPANY PAYROLL. START DATE: 07/2005 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PROCESS BUSINESS TAX RETURN (INCOME & EXPENSES) & COMPANY PAYROLL; 4. NAME OF OTHER BUSINESS: TPG FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL - OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MARKETING MY BUSINESS, FINANCIAL PLANNING, INVESTMENT MANAGEMENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-21
• S63 Uniform Securities Agent State Law Examination
  1994-10-12

Designations

Other Names

• Tom Galullo