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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-28
DC RA APPROVED 2022-05-09
PA RA APPROVED 2014-09-16
  • TX RA
    APPROVED_RES
    Since 2024-03-28
  • DC RA
    APPROVED
    Since 2022-05-09
  • PA RA
    APPROVED
    Since 2014-09-16

Branch Locations

350 S Main St, Doylestown, PA 18901 • United States

Pipersville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc. Doylestown PA 07/2002 Present
Other Businesses

3 BEARDED BROTHERS POSITION: Partner NATURE: LLC holds Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2022 ADDRESS: 3868 Pastime Park, Fayette NY 14456, United States DESCRIPTION: Aid in Renting and managing property HIT OR MISS HUNTING CLUB POSITION: Treasurer NATURE: Hunting and Fishing Club - 10-14 Membership Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2021 ADDRESS: 434 Hit or Miss Lane, Mifflinburg PA 17844, United States DESCRIPTION: Collection of Dues. Pay Bills with Membership Bank Account that has no less than two Member Signatures. Reimburse members for items purchased for camp. Invest club cash reserves in Bank Certificate of Deposits, savings and checking. Provide annual reports at annual meeting of cash flow, expenses, and cash reserve balance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-15
S63 Uniform Securities Agent State Law Examination 1994-09-07
  • S65 Uniform Investment Adviser Law Examination
    2014-09-15
  • S63 Uniform Securities Agent State Law Examination
    1994-09-07
Other Names
  • Bob Morse

View on SEC IAPD

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