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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2002-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Oneonta | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oneonta | NY | 11/2016 | Present |
TRUSTEE FOR FATHER'S TRUST, INV RELATED, COOPERSTOWN, NY, START: 9/2/2019, 1 HR/MONTH, 1 HR DURING TRADING.; POWER OF ATTORNEY FOR FATHER, INV RELATED, COOPERSTOWN, NY, START: 4/14/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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