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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-30
TX RA APPROVED 2017-11-29
  • FL RA
    APPROVED
    Since 2017-11-30
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

3419 Brook Crossing Dr, Brandon, FL 33511 • United States

1812 Manatee Avenue West, Bradenton, FL 34205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc Sun City Center FL 04/2002 11/2017
Lpl Financial Llc Brandon FL 11/2017 Present
  • 04/2002 → 11/2017
    Investment Centers Of America, Inc
    Sun City Center, FL
  • 11/2017 → Present
    Brandon, FL
Previous Registrations
  • 2002-04-11 → 2017-12-06
    Investment Centers Of America, Inc.
    Brandon, FL
    Appleton, WI
    Tampa, FL
    Brandon, FL
    Tampa, FL
    Tampa, FL
    Palmetto, FL
    Brandon, FL
    Bradenton, FL
  • 1999-02-22 → 2002-04-04
    Invest Financial Corporation
    Tampa, FL
Other Businesses

1. 11/29/2017 - FWS PROPERTIES, LLC - Not Investment Related - Valrico, FL - Real Estate Rental - Owner. 2. 11/29/2017 - FOUR BOYS REAL ESTATE LLC - Not Investment Related - OH - Real Estate Rental - Owner. 3. 12/08/2017 - FWSAdvisor.com - Investment Related -At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - We just need the email address of FWSAdvisor.com approved for said DBA - Start Date 12/01/2017. 4. 1/4/2018 - FOCUS WEALTH STRATEGIES LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 5 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-29
  • S66 Uniform Combined State Law Examination
    1999-09-29
Designations
Other Names
  • Michael Wayne Lehman

View on SEC IAPD

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